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Current Employers
Integrated Wealth Concepts Llc

200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-04-25
  • MD RA
    APPROVED
    Since 2023-04-25

Branch Locations

529 Benfield Road Suite 250, Severna Park, MD 21146 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Texas Road House Pasadena MD 01/2012 01/2017
Unemployed Severn MD 02/2017 05/2017
Osman Leasing Llc Severna Park MD 06/2017 02/2018
Lpl Financial Llc Severna Park MD 06/2017 Present
Integrated Wealth Concepts Llc Severna Park MD 03/2015 01/2023
Integrated Wealth Concepts Llc Waltham MA 01/2023 Present
  • 01/2012 → 01/2017
    Texas Road House
    Pasadena, MD
  • 02/2017 → 05/2017
    Unemployed
    Severn, MD
  • 06/2017 → 02/2018
    Osman Leasing Llc
    Severna Park, MD
  • 06/2017 → Present
    Lpl Financial Llc
    Severna Park, MD
  • 03/2015 → 01/2023
    Severna Park, MD
  • 01/2023 → Present
    Waltham, MA
Other Businesses

1)3/15/2018- Integrated Financial Partners- DBA for LPL Business (entity for LPL business)- Inv. Related- Severna Park, MD- 100%. 2) 10/9/2018 - Integrated Wealth Concepts LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Licensed Admin. - Start Date: 03/05/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Integrated Wealth Concepts LLC, an independent investment advisor firm. I started this business activity in 03/2018. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 10/9/2018 - Integrated Wealth Concepts LLC - DBA: (Hybrid) Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Licensed Admin. - Started 03/05/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 4) 09/29/2022 - Integrated Wealth Concepts - DBA: Phronesis Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date - 09/01/2022 - 80 Hours Per Month/80 Hours During Securities Trading 5) 09/30/2022 - Phronesis Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 09/01/2022 - 80 Hours Per Month/80 Hours During Securities Trading 6) 10/10/2022 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 09/01/2022 - 1 Hours Per Month/1 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-05
  • S66 Uniform Combined State Law Examination
    2019-08-05

View on SEC IAPD

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