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Matthew David Emerson

LPl Financial LLC

Lutherville, MD

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-08-14
MD RA APPROVED 2024-08-14
  • IL RA
    APPROVED
    Since 2024-08-14
  • MD RA
    APPROVED
    Since 2024-08-14

Branch Locations

1447 York Road Suite 801, Lutherville, MD 21093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Purshe Kaplan Sterling Investments Albany NY 05/2017 11/2017
Mcadam Llc Chicago IL 05/2017 11/2017
University Of Illinois At Urbana-Champaign Champaign IL 08/2013 05/2017
Dining Services Champaign IL 08/2015 05/2017
Vantage Financial Partners Limited Arlington Heights IL 11/2017 09/2020
Triad Advisors Llc Crystal Lake IL 10/2020 01/2021
Triad Advisors Llc Crystal Lake IL 01/2021 10/2023
American Community Wealth Management, Llc Crystal Lake IL 09/2020 10/2023
Lincoln Financial Advisors Corporation Lutherville MD 10/2023 08/2024
Lpl Financial Lutherville MD 08/2024 Present
  • 05/2017 → 11/2017
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 05/2017 → 11/2017
    Chicago, IL
  • 08/2013 → 05/2017
    University Of Illinois At Urbana-Champaign
    Champaign, IL
  • 08/2015 → 05/2017
    Dining Services
    Champaign, IL
  • 11/2017 → 09/2020
    Vantage Financial Partners Limited
    Arlington Heights, IL
  • 10/2020 → 01/2021
    Triad Advisors Llc
    Crystal Lake, IL
  • 01/2021 → 10/2023
    Triad Advisors Llc
    Crystal Lake, IL
  • 09/2020 → 10/2023
    Crystal Lake, IL
  • 10/2023 → 08/2024
    Lincoln Financial Advisors Corporation
    Lutherville, MD
  • 08/2024 → Present
    Lpl Financial
    Lutherville, MD
Previous Registrations
Other Businesses

1)07/16/2024 - Academy Financial - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-18
  • S66 Uniform Combined State Law Examination
    2020-12-18
Designations

View on SEC IAPD

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