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11A Derby Square, Salem, MA 01970 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-09-02 |
| TX | RA | APPROVED_RES | 2025-07-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Adventure Out | Santa Cruz | CA | 02/2012 | 05/2017 |
| Challengeworks | Scotts Valley | CA | 02/2016 | 02/2017 |
| Lpl Financial, Llc | Salem | MA | 05/2020 | Present |
| Project Adventure | Beverly | MA | 07/2005 | 10/2019 |
| Flagship Harbor Advisors, Llc | Salem | MA | 05/2020 | Present |
| Rothwell Investment Advisors, Llc | Salem | MA | 06/2025 | Present |
| Lpl Financial, Llc | Salem | MA | 06/2017 | 05/2020 |
| Flagship Harbor Advisors, Llc | Salem | MA | 06/2017 | 05/2020 |
1. 04/01/2016 - METTAFORE/ NON-PROFIT BOARD MEMBER/ NOT INVESTMENT RELATED/ 2%/ SALEM, MA. 2. 8/13/2020 - Maitland Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/01/2020 - 160 Hours Per Month/130 Hours During Securities Trading. 3. 8/14/2020 - Pinnacle - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Producer - Start Date: 08/17/2020 - 5 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-03 |
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