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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-02-23
  • FL RA
    APPROVED
    Since 2018-02-23

Branch Locations

401 E Las Olas Blvd, Fort Lauderdale, FL 33301 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boca Raton FL 06/2017 Present
W Fort Lauderdale Fort Lauderdale FL 03/2016 06/2017
Bank Of America, N.A. Boca Raton FL 05/2018 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-20
  • S66 Uniform Combined State Law Examination
    2018-02-20
Other Names
  • Rachell Shuffler

View on SEC IAPD

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