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Victoria Caldwell

Wells Fargo Clearing Services, LLC

St. Louis, MO

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-06-25
  • NC RA
    APPROVED
    Since 2019-06-25

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Charlotte NC 07/2018 Present
The University Of Mississippi Oxford MS 08/2014 05/2018
Unemployed N/A NC 05/2018 07/2018
  • 07/2018 → Present
    Wells Fargo Clearing Services, Llc
    Charlotte, NC
  • 08/2014 → 05/2018
    The University Of Mississippi
    Oxford, MS
  • 05/2018 → 07/2018
    Unemployed
    N/A, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-25
  • S66 Uniform Combined State Law Examination
    2019-06-25
Other Names
  • Victoria Cassell
  • Victoria Jeffries Cassell

View on SEC IAPD

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