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Steven Patrick Callaghan

Vanguard Advisers, Inc.

Malvern, PA

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-02-08
TX RA APPROVED 2021-02-08
  • PA RA
    APPROVED
    Since 2021-02-08
  • TX RA
    APPROVED
    Since 2021-02-08

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vanguard Marketing Corporation Malvern PA 07/2017 Present
Vanguard Advisers, Inc. Malvern PA 02/2021 Present
Temple University Philadelphia PA 04/2016 05/2017
The Vanguard Group, Inc. Malvern PA 07/2017 Present
  • 07/2017 → Present
    Vanguard Marketing Corporation
    Malvern, PA
  • 02/2021 → Present
    Malvern, PA
  • 04/2016 → 05/2017
    Temple University
    Philadelphia, PA
  • 07/2017 → Present
    The Vanguard Group, Inc.
    Malvern, PA
Other Businesses

NAME OF BUSINESS: LIMITED AGENT FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: PHILADELPHIA, PA NATURE OF BUSINESS: FIDUCIARY POSITION: LIMITED AGENT START DATE: 03/2019 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: LIMITED AGENT ON AN IMMEDIATE FAMILY MEMBER ACCOUNT

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-08-10
  • S63 Uniform Securities Agent State Law Examination
    2017-08-10
Designations
Other Names
  • Steve Callaghan
  • Steven Callaghan

View on SEC IAPD

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