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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-02-08 |
| TX | RA | APPROVED | 2021-02-08 |
Branch Locations
100 Vanguard Blvd, Malvern, PA 19355 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vanguard Marketing Corporation | Malvern | PA | 07/2017 | Present |
| Vanguard Advisers, Inc. | Malvern | PA | 02/2021 | Present |
| Temple University | Philadelphia | PA | 04/2016 | 05/2017 |
| The Vanguard Group, Inc. | Malvern | PA | 07/2017 | Present |
NAME OF BUSINESS: LIMITED AGENT FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: PHILADELPHIA, PA NATURE OF BUSINESS: FIDUCIARY POSITION: LIMITED AGENT START DATE: 03/2019 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: LIMITED AGENT ON AN IMMEDIATE FAMILY MEMBER ACCOUNT
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-08-10 |
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