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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-01-02 |
| GA | RA | APPROVED | 2017-09-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Alpharetta | GA | 06/2017 | Present |
| Fidelity Bank | Atlanta | GA | 05/2016 | 12/2016 |
| University Of Georgia | Athens | GA | 08/2016 | 05/2017 |
| Bank Of America, N.A. | Alpharetta | GA | 11/2017 | Present |
I* 1725279 For profit or not for profit: Name of outside business organization: Tate Mountain Corporation Investment related: no Address of business: Jasper, GA, 30143 Nature of business: HOA, Co-op, Freehold Position, title, association: Committee Start date of relationship: 03/04/2024 Number of hours devoted: 2 monthly Number of hours devoted during trading hours: 0 Duties: Tate Mountain Corporation is essentially a Homeowners Association for a gated community of about 40 residences in Jasper, GA. This committee is called the Long Range Finance Committee. The purpose of the committee is to preserve the financial health of this HOA so that the neighborhood can be maintained through security, landscaping, etc. I have been asked to join the committee so that I can be involved in future discussions and provide of voice for the younger generation. These discussions center around membership dues, unexpected expenses like storm damage and how to asses members, etc. There is no expectation of compensation as this is community volunteer work. I will have no access to the HOA's funds as this is for the treasurer. My role is solely as committee member.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-01 |
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