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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-01-02
GA RA APPROVED 2017-09-06
  • TX RA
    APPROVED
    Since 2018-01-02
  • GA RA
    APPROVED
    Since 2017-09-06

Branch Locations

10000 Avalon Blvd, Alpharetta, GA 30009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Alpharetta GA 06/2017 Present
Fidelity Bank Atlanta GA 05/2016 12/2016
University Of Georgia Athens GA 08/2016 05/2017
Bank Of America, N.A. Alpharetta GA 11/2017 Present
Other Businesses

I* 1725279 For profit or not for profit: Name of outside business organization: Tate Mountain Corporation Investment related: no Address of business: Jasper, GA, 30143 Nature of business: HOA, Co-op, Freehold Position, title, association: Committee Start date of relationship: 03/04/2024 Number of hours devoted: 2 monthly Number of hours devoted during trading hours: 0 Duties: Tate Mountain Corporation is essentially a Homeowners Association for a gated community of about 40 residences in Jasper, GA. This committee is called the Long Range Finance Committee. The purpose of the committee is to preserve the financial health of this HOA so that the neighborhood can be maintained through security, landscaping, etc. I have been asked to join the committee so that I can be involved in future discussions and provide of voice for the younger generation. These discussions center around membership dues, unexpected expenses like storm damage and how to asses members, etc. There is no expectation of compensation as this is community volunteer work. I will have no access to the HOA's funds as this is for the treasurer. My role is solely as committee member.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-01
  • S66 Uniform Combined State Law Examination
    2017-09-01
Other Names
  • Joseph Wilber

View on SEC IAPD

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