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340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-12-12 |
Branch Locations
2610 Lake Cook Rd Suite 250, Riverwoods, IL 60015 • United States
340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 2Nd Opinion Partners | Riverwoods | IL | 06/2016 | 07/2020 |
| The Grail Project | Northbrook | IL | 01/2015 | 01/2018 |
| Colledge | Northbrook | IL | 08/2016 | 11/2017 |
| Student | Northbrook | IL | 08/2010 | 06/2017 |
| Student | Champaign | IL | 08/2017 | 06/2021 |
| Goldman Sachs Ayco Personal Financial Management | Deerfield | IL | 06/2021 | 04/2022 |
| Fidelity Investments | Northbrook | IL | 03/2023 | 10/2023 |
| Bragcity Sports Inc. | Northbrook | IL | 04/2022 | 03/2023 |
| Aw Securities | Riverwoods | IL | 10/2025 | Present |
| Allworth Financial | Riverwoods | IL | 10/2025 | Present |
| Clinch Sports, Inc. | Bannockburn | IL | 04/2022 | 10/2025 |
| Fancity, Inc. | Bannockburn | IL | 04/2022 | 10/2025 |
| Clinch Sports App | Bannockburn | IL | 10/2025 | Present |
| Fancity, Inc. | Bannockburn | IL | 10/2025 | Present |
CLINCH SPORTS, INC.; CO-FOUNDER; NOT INVESTMENT RELATED; 2515 WAUKEGAN AVE. #537 BANNOCKBURN, IL; 20 HRS/MONTH, 0 DURING SECURITIES TRADING HOURS; SPORTS & GAMING; PROVIDE STRATEGIC CONSULTING AND MARKETING GUIDANCE; SINCE APRIL 2022 FANCITY, INC.; CO-FOUNDER; NOT INVESTMENT RELATED; 2515 WAUKEGAN AVE. #537 BANNOCKBURN, IL; 20 HRS/MONTH, 0 DURING SECURITIES TRADING HOURS; SPORTS COMMUNITY; PROVIDE STRATEGIC CONSULTING AND MARKETING GUIDANCE; SINCE APRIL 2022
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-12-12 |
| S66 | Uniform Combined State Law Examination | 2021-10-28 |
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