Kent Thomas Kobernus

$3.54B regulatory AUM 54 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

1401 South Brentwood Boulevard Suite 700, St. Louis, MO 63144 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2021-12-14
KS	RA	APPROVED	2021-12-14
MO	RA	APPROVED	2021-12-14

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Swansea	IL	06/2017	10/2019
Unemployed	Millstadt	IL	02/2017	05/2017
The Boeing Company	Berkeley	MO	06/2015	02/2017
Bank Of America, N.A.	Swansea	IL	11/2017	10/2019
Krilogy Financial	St. Louis	MO	10/2019	Present
Saxony Securities, Inc	Saint Louis	MO	11/2019	Present

06/2017 → 10/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Swansea, IL
02/2017 → 05/2017

Unemployed

Millstadt, IL
06/2015 → 02/2017

The Boeing Company

Berkeley, MO
11/2017 → 10/2019

Bank Of America, N.A.

Swansea, IL
10/2019 → Present

Krilogy Financial

St. Louis, MO
11/2019 → Present

Saxony Securities, Inc

Saint Louis, MO

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-08-31

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