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Michael Richard Key Mcclernon

Northwestern Mutual Investment Services, LLC

La Crosse, WI

CRD 6821569

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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2018-03-09
  • WI RA
    APPROVED
    Since 2018-03-09

Branch Locations

201 Main Street Suite 920, La Crosse, WI 54601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Roger Vandermus La Crosse WI 05/2017 10/2017
Sit Investment Associates Inc Minneapolis MN 01/2015 06/2017
Northwestern Mutual Investment Services Llc La Crosse WI 10/2017 Present
Roger Vandermus La Crosse WI 10/2017 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 11/2018 Present
Providence Academy La Crosse WI 01/2025 Present
  • 05/2017 → 10/2017
    Roger Vandermus
    La Crosse, WI
  • 01/2015 → 06/2017
    Sit Investment Associates Inc
    Minneapolis, MN
  • 10/2017 → Present
    La Crosse, WI
  • 10/2017 → Present
    Roger Vandermus
    La Crosse, WI
  • 11/2018 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 01/2025 → Present
    Providence Academy
    La Crosse, WI
Other Businesses

1. CUSTODIAN, PROVIDENCE ACADEMY, 716 WINDSOR ST, LA CROSSE, , WISCONSIN, 54601, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 01/08/2025, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, CUSTODIAN - JANITORIAL DUTIES. NON INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-08
  • S66 Uniform Combined State Law Examination
    2018-03-08
Other Names
  • Michael Mcclernon
  • Michael R Mcclernon

View on SEC IAPD

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