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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-09-28 |
| ME | RA | APPROVED | 2022-09-06 |
Branch Locations
Two Portland Square 5Th Floor, Portland, ME 04101-4088 • United States
Falmouth, ME • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alumni Ventures | Boston | MA | 07/2019 | 06/2022 |
| Independent Brokerage Solutions Llc | New York | NY | 11/2021 | 06/2022 |
| Marist College | Poughkeepsie | NY | 08/2014 | 08/2018 |
| Rbc Wealth Management | Portland | ME | 05/2018 | 08/2018 |
| Smart Staffing Group | Poughkeepsie | NY | 08/2017 | 12/2017 |
| Rbc Wealth Managment | Portland | ME | 06/2017 | 08/2017 |
| Dimillos Marina | Portland | ME | 05/2015 | 09/2016 |
| Marist College | Poughkeepsie | NY | 09/2014 | 05/2018 |
| Marist College | Poughkeepsie | NY | 09/2018 | 06/2019 |
| Rbc Capital Markets, Llc | Portland | ME | 08/2022 | Present |
| City National Bank | Portland | ME | 10/2022 | Present |
1) INDEPENDENT CONSULTANT/DISTRIC MANAGER AT ARBONNE INTERNATIONAL LOCATED AT 9700 JERONIMO ROAD, IRVINE, CA 92618, START DATE: 02/2020, NOT INVESTMENT RELATED, APPROXIMATLY 1 HOUR PER MONTH WHICH WILL NOT BE DURING SECURITIES TRADING HOURS. 2) NAME OF ENTITY: Jibe Cycling Studio ADDRESS: 20 Free St Portland ME 04101 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: a rhythm-based indoor cycling studio with locations in Portland and Yarmouth, Maine CAPACITY: Other START DATE: 01/10/23 DUTIES: introduce myself to new riders as they take class for the first time. HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 2022-03-11 |
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