Kevin Guarino

Employer firm

Clover Leaf Financial LLC CRD 335751

$75.0M regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2019 → 06/2020
  Cetera Advisor Networks
  El Segundo, CA
• 06/2018 → 07/2019
  Caderet Grant
  Albany, NY
• 10/2017 → 05/2018
  Ayco
  Albany, NY
• 05/2015 → 09/2017
  Midvale Country Club
  Fairport, NY
• 05/2016 → 09/2016
  Village Of Victor Department Of Public Works
  Victor, NY
• 09/2019 → 06/2020
  Clover Leaf Financial Llc
  Fairport, NY
• 06/2020 → Present
  Lpl Financial, Llc
  Fairport, NY

Previous Registrations

• 2025-07-14 → 2025-12-31
  Clover Leaf Financial Llc
  Fairport, NY
• 2020-06-02 → 2025-07-07
  Lpl Financial Llc
  Fairport, NY
  Penfield, NY
  Fairport, NY
  Jersey City, NJ

Other Businesses

1. 6/1/2020 - CLOVER LEAF FINANCIAL, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/01/2013. 2. 10/12/2020 - Clover Leaf Financial LLC - DBA: Clover Leaf Digital Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 9/30/2020 - 30 Hours Per Month/30 Hours During Securities Trading. 3. 4/7/2021 - Council9 LLC - Not Investment Related - 9014 4th Avenue, Brooklyn, New York - Outside/W-2 Employment - Developer - Started 11/16/2020 - 10 Hours Per Month/0 Hours During Securities Trading - Works on site development with clients.

Exams

• S66 Uniform Combined State Law Examination
  2020-01-07