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Current Employers
Manning & Napier Advisors, Llc

290 Woodcliff Drive, Fairport, NY 14450 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-29
  • NY RA
    APPROVED
    Since 2021-07-29

Branch Locations

290 Woodcliff Drive, Fairport, NY 14450 • United States

Rochester, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Manning & Napier Investor Services, Inc. Fairport NY 04/2010 Present
Manning & Napier Investor Services, Inc. Fairport NY 06/2011 Present
Manning & Napier Investor Services, Inc. Fairport NY 12/2013 Present
Manning & Napier Advisors, Llc Fairport NY 03/2014 03/2018
Manning & Napier Advisors, Llc Fairport NY 03/2018 Present
Manning & Napier Fund Inc. Fairport NY 05/2019 Present
Manning & Napier Fund Inc. Fairport NY 06/2019 Present
Manning & Napier Investor Services, Inc. Fairport NY 06/2019 Present
  • 04/2010 → Present
    Manning & Napier Investor Services, Inc.
    Fairport, NY
  • 06/2011 → Present
    Manning & Napier Investor Services, Inc.
    Fairport, NY
  • 12/2013 → Present
    Manning & Napier Investor Services, Inc.
    Fairport, NY
  • 03/2014 → 03/2018
    Fairport, NY
  • 03/2018 → Present
    Fairport, NY
  • 05/2019 → Present
    Manning & Napier Fund Inc.
    Fairport, NY
  • 06/2019 → Present
    Manning & Napier Fund Inc.
    Fairport, NY
  • 06/2019 → Present
    Manning & Napier Investor Services, Inc.
    Fairport, NY
Previous Registrations
  • 2008-04-16 → 2009-07-16
    Wall Street Financial Group, Inc.
    Fairport, NY
    Victor, NY
    Fairport, NY
    Victor, NY
Other Businesses

EMPLOYEE OF MANNING & NAPIER ADVISORS, LLC, AN AFFILIATED REGISTERED INVESTMENT ADVISOR.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-07
S63 Uniform Securities Agent State Law Examination 2005-03-30
  • S66 Uniform Combined State Law Examination
    2008-04-07
  • S63 Uniform Securities Agent State Law Examination
    2005-03-30
Other Names
  • Sam Bero
  • Samantha Marie Bero

View on SEC IAPD

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