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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2026-01-05 |
| TX | RA | APPROVED | 2026-01-02 |
| VA | RA | APPROVED | 2026-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ca Ventures Llc | College Park | MD | 05/2016 | 05/2017 |
| Axa Advisors Llc | Columbia | MD | 06/2017 | 08/2017 |
| University Of Maryland | College Park | MD | 09/2014 | 08/2017 |
| Edward Jones | St Louis | MO | 06/2018 | 10/2018 |
| Jojo's Restaurant & Taphouse | Frederick | MD | 10/2017 | 02/2018 |
| Jpmorgan Chase Bank, N.A. | Washington | DC | 03/2019 | 07/2021 |
| J.P. Morgan Securities Llc | Washington | DC | 03/2019 | 07/2021 |
| Unemployed | Frederick | MD | 02/2019 | 02/2019 |
| Edward Jones | Rockville | MD | 02/2018 | 06/2018 |
| Edward Jones | Frederick | MD | 10/2018 | 01/2019 |
| Unemployed | Frederick | MD | 09/2017 | 09/2017 |
| Fidelity Investments | Washington | DC | 07/2021 | 11/2025 |
| Fidelity Investments | Boston | MA | 03/2025 | 11/2025 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2026 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 12/2025 | Present |
| Lydon Financial Advisors Llc | Rockville | MD | 11/2025 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 11/2025 | 12/2025 |
1. NAME OF OTHER BUSINESS: LYDON FINANCIAL ADVISORS LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 11/2025 POSITION/TITLE/RELATIONSHIP: WEALTH MANAGEMENT ASSOCIATE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: ASSIST FIRM/ADVISORS IN SERVICING INDIVIDUAL CLIENTS AND HOUSEHOLDS WITH FINANICIAL PLANNING AND INVESTMENT STRATEGIES. DUTIES INCLUDE CLIENT OUTREACH, FINANCIAL DATA ENTRY, UPDATING CLIENT RELATIONSHIP MANAGEMENT SOFTWARE, FINANCIAL PLAN DEVELOPMENT AND IMPLEMENTATION AND DISCRETIONARY TRADING ON BEHALF OF CLIENTS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-13 |
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