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Thomas Lawrence Kennedy

Raymond James Financial Services Advisors, Inc

Florence, SC

CRD 6820617

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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-14
SC RA APPROVED 2018-06-21
  • TX RA
    APPROVED_RES
    Since 2021-01-14
  • SC RA
    APPROVED
    Since 2018-06-21

Branch Locations

135 S. Dargan Street Suite 200, Florence, SC 29506 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Fiancial Services, Inc. Florence SC 06/2017 06/2018
Signature Wealth Services Florence SC 06/2017 Present
Moore Beauston Woodham Hartsville SC 08/2016 05/2017
Raymond James Financial Services, Inc. Florence SC 06/2018 Present
Raymond James Financial Services Advisors, Inc. Florence SC 06/2018 Present
Signature Wealth Group, Llc Florence SC 06/2018 Present
  • 06/2017 → 06/2018
    Raymond James Fiancial Services, Inc.
    Florence, SC
  • 06/2017 → Present
    Signature Wealth Services
    Florence, SC
  • 08/2016 → 05/2017
    Moore Beauston Woodham
    Hartsville, SC
  • 06/2018 → Present
    Raymond James Financial Services, Inc.
    Florence, SC
  • 06/2018 → Present
    Florence, SC
  • 06/2018 → Present
    Signature Wealth Group, Llc
    Florence, SC
Other Businesses

(1)Name of Business: Signature Wealth Group, LLC Address: 135 S Dargan St Ste 200, Florence, SC, 29506\n, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/21/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Advising clients, creating financial plans, & conducting reviews for existing clients.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-20
  • S66 Uniform Combined State Law Examination
    2018-06-20
Other Names
  • Thomas L Kennedy

View on SEC IAPD

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