Aaron Henry

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-03-07
CA	RA	APPROVED	2023-02-27

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Parking Management Services	Scottsdale	AZ	01/2015	06/2017
The Vanguard Group, Inc.	Scottsdale	AZ	06/2017	04/2018
Grand Canyon University	Phoenix	AZ	08/2015	12/2016
The Vanguard Group, Inc.	Scottsdale	AZ	04/2018	10/2020
Robinhood Financial, Llc	Tempe	AZ	10/2020	08/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chandler	AZ	12/2022	Present
Uber Technologies	Phoenix	AZ	04/2017	04/2017
Unemployed	Phoenix	AZ	08/2022	12/2022
Bank Of America, N.A.	Chandler	AZ	02/2023	Present

01/2015 → 06/2017

Parking Management Services

Scottsdale, AZ
06/2017 → 04/2018

The Vanguard Group, Inc.

Scottsdale, AZ
08/2015 → 12/2016

Grand Canyon University

Phoenix, AZ
04/2018 → 10/2020

The Vanguard Group, Inc.

Scottsdale, AZ
10/2020 → 08/2022

Robinhood Financial, Llc

Tempe, AZ
12/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ
04/2017 → 04/2017

Uber Technologies

Phoenix, AZ
08/2022 → 12/2022

Unemployed

Phoenix, AZ
02/2023 → Present

Bank Of America, N.A.

Chandler, AZ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-02-24
S63	Uniform Securities Agent State Law Examination	2018-05-11

Other Firms