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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-09-21 |
| DC | RA | APPROVED | 2022-10-11 |
| CT | RA | APPROVED | 2022-09-26 |
| TX | RA | APPROVED | 2022-09-26 |
Branch Locations
1700 M Street Nw 5Th Floor, Washington, DC 20036 • United States
Arlington, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gamco Investors, Inc. | Rye | NY | 06/2010 | 06/2017 |
| Fairfield University | Fairfield | CT | 09/2013 | 05/2017 |
| G.rEsearch, Llc | Rye | NY | 06/2017 | 07/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Washington | DC | 08/2020 | 09/2021 |
| Ubs Financial Services Inc. | Washington | DC | 09/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 2019-07-20 |
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