Best Investors Account Sign in
Current Employers
Hartwell & Company

800 Port St Suite D, St Joseph, MI 49085 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-01-06
MI RA APPROVED 2026-01-06
  • CO RA
    APPROVED
    Since 2026-01-06
  • MI RA
    APPROVED
    Since 2026-01-06

Branch Locations

800 Port St Suite D, St Joseph, MI 49085 • United States

12760 Stroh Ranch Way Suite 102, Parker, CO 80134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usa Financial Securities Ada Township MI 06/2019 10/2022
Hartwell & Company St Joseph MI 10/2019 Present
Hartwell & Wolf St. Joseph MI 12/2016 10/2019
Sun Valley Youth Center Denver CO 05/2016 12/2016
Lpl Financial Llc Parker CO 10/2022 Present
Hartwell Wealth Management Llc Hartwell Wealth Management Llc CO 02/2022 Present
  • 06/2019 → 10/2022
    Usa Financial Securities
    Ada Township, MI
  • 10/2019 → Present
    St Joseph, MI
  • 12/2016 → 10/2019
    Hartwell & Wolf
    St. Joseph, MI
  • 05/2016 → 12/2016
    Sun Valley Youth Center
    Denver, CO
  • 10/2022 → Present
    Lpl Financial Llc
    Parker, CO
  • 02/2022 → Present
    Hartwell Wealth Management Llc
    Hartwell Wealth Management Llc, CO
Previous Registrations
Other Businesses

1) 01/31/2024 - Hartwell & Company - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 2/1/2022 - 160 Hrs/Mo; 5 Hrs During Trading 2) 02/02/2024 - Heartwell Wealth Management LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - Started: 1/2/2024 - 1 hr/Mo - I provide investment advisory services through Hartwell Wealth Management LLC, an independent investment advisor firm. I started this business activity in 1/2024. I expect to spend approximately 1 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 08/19/2024 - Hartwell Financial LLC - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date 01/01/204 - 2 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-05
  • S66 Uniform Combined State Law Examination
    2020-06-05
Designations
Other Names
  • Ryan James Hartwell
  • Ryan Hartwell

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in St Joseph, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor