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800 Port St Suite D, St Joseph, MI 49085 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-01-06 |
| MI | RA | APPROVED | 2026-01-06 |
Branch Locations
800 Port St Suite D, St Joseph, MI 49085 • United States
12760 Stroh Ranch Way Suite 102, Parker, CO 80134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usa Financial Securities | Ada Township | MI | 06/2019 | 10/2022 |
| Hartwell & Company | St Joseph | MI | 10/2019 | Present |
| Hartwell & Wolf | St. Joseph | MI | 12/2016 | 10/2019 |
| Sun Valley Youth Center | Denver | CO | 05/2016 | 12/2016 |
| Lpl Financial Llc | Parker | CO | 10/2022 | Present |
| Hartwell Wealth Management Llc | Hartwell Wealth Management Llc | CO | 02/2022 | Present |
1) 01/31/2024 - Hartwell & Company - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 2/1/2022 - 160 Hrs/Mo; 5 Hrs During Trading 2) 02/02/2024 - Heartwell Wealth Management LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - Started: 1/2/2024 - 1 hr/Mo - I provide investment advisory services through Hartwell Wealth Management LLC, an independent investment advisor firm. I started this business activity in 1/2024. I expect to spend approximately 1 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 08/19/2024 - Hartwell Financial LLC - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date 01/01/204 - 2 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-05 |
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