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Employer firm

Gc Wealth Management Ria, LLC CRD 327269

$5.83B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Gc Wealth Management Ria, Llc

20 University Road 4Th Floor, Cambridge, MA 02138-5815 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-06-12
CA RA APPROVED 2025-05-20
TX RA APPROVED_RES 2025-05-20
  • DC RA
    APPROVED
    Since 2025-06-12
  • CA RA
    APPROVED
    Since 2025-05-20
  • TX RA
    APPROVED_RES
    Since 2025-05-20

Branch Locations

20 University Road 4Th Floor, Cambridge, MA 02138-5815 • United States

800 Connecticut Avenue, Nw Floor 3, Suite 315, Washington, DC 20006 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Palo Alto CA 06/1998 05/2019
Bank Of America,Na Palo Alto CA 09/2009 05/2019
First Republic Securities Company, Llc San Francisco CA 05/2019 09/2023
First Republic Investment Management, Inc. San Francisco CA 05/2019 05/2025
J.P. Morgan Securities Llc Washington DC 09/2023 05/2025
Jp Morgan Chase Bank, N.A. Washington DC 10/2023 05/2025
Gc Wealth Management Ria, Llc Washington DC 05/2025 Present
Previous Registrations
  • 2024-03-26 → 2025-05-16
    San Francisco, CA
    Washington, DC
    Washington, DC
    Palo Alto, CA
    San Francisco, CA
  • 2019-05-24 → 2025-03-18
    J.P. Morgan Private Wealth Advisors Llc
    San Francisco, CA
    Washington, DC
    Palo Alto, CA
    Washington, DC
  • 1998-12-01 → 2019-05-28
    Washington, DC
    Washington, DC
    San Francisco, CA
    Palo Alto, CA
    Washington, DC
    Washington, DC
    Washington, DC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-10-15
S63 Uniform Securities Agent State Law Examination 1998-10-05
  • S65 Uniform Investment Adviser Law Examination
    1998-10-15
  • S63 Uniform Securities Agent State Law Examination
    1998-10-05

View on SEC IAPD

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