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20 University Road 4Th Floor, Cambridge, MA 02138-5815 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-09-29 |
Branch Locations
20 University Road 4Th Floor, Cambridge, MA 02138-5815 • United States
Hawthorne, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Paramount | CA | 05/2014 | 09/2020 |
| Wells Fargo Clearing Services Llc | Paramount | CA | 02/2017 | 09/2020 |
| First Republic Investment Management, Inc | Los Angeles | CA | 09/2020 | 09/2023 |
| First Republic Securities Company, Llc | Los Angeles | CA | 09/2020 | 09/2023 |
| Gc Wealth Management Ria, Llc | Cambridge | MA | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 2017-05-11 |
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