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Inactive

Harlee Caroline Holcomb

Broadway Wealth Solutions

San Antonio, TX

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Current Employers
Broadway Wealth Solutions

1177 N.E. Loop 410 5Th Floor, San Antonio, TX 78209 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-25
  • TX RA
    APPROVED
    Since 2026-01-25

Branch Locations

1177 N.E. Loop 410 5Th Floor, San Antonio, TX 78209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Broadway Wealth Solutions Inc San Antonio TX 06/2022 03/2024
Broadway National Bank San Antonio TX 04/2018 05/2022
West Texas Investments Lubbock TX 06/2017 03/2018
Raider Ranch Independent Senior Living Lubbock TX 08/2017 02/2018
The Mud Room Lubbock TX 12/2015 05/2017
Logan's Roadhouse Lubbock TX 08/2016 08/2017
Broadway Wealth Solutions, Inc. San Antonio TX 01/2026 Present
Unemployed San Antonio TX 03/2024 01/2026
  • 06/2022 → 03/2024
    Broadway Wealth Solutions Inc
    San Antonio, TX
  • 04/2018 → 05/2022
    Broadway National Bank
    San Antonio, TX
  • 06/2017 → 03/2018
    West Texas Investments
    Lubbock, TX
  • 08/2017 → 02/2018
    Raider Ranch Independent Senior Living
    Lubbock, TX
  • 12/2015 → 05/2017
    The Mud Room
    Lubbock, TX
  • 08/2016 → 08/2017
    Logan's Roadhouse
    Lubbock, TX
  • 01/2026 → Present
    Broadway Wealth Solutions, Inc.
    San Antonio, TX
  • 03/2024 → 01/2026
    Unemployed
    San Antonio, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-23
  • S65 Uniform Investment Adviser Law Examination
    2022-08-23
Other Names
  • Harlee Jordan
  • Harlee Caroline Jordan

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
1900 WEALTH · SAN ANTONIO, TX
ROCKEFELLER FINANCIAL LLC · San Antonio, TX
PARK AVENUE SECURITIES LLC · SAN ANTONIO, TX
RBC CAPITAL MARKETS, LLC · SAN ANTONIO, TX
KESTRA ADVISORY SERVICES, LLC · San Antonio, TX
TITLEIST ASSET MANAGEMENT, LLC · San Antonio, TX

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