Joseph Ben Novian

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-10-06
CA	RA	APPROVED	2020-12-07

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Los Angeles	CA	06/2019	Present
Extended Travel	Los Angeles	CA	05/2019	06/2019
Uc Berkeley	Berkeley	CA	08/2018	05/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Los Angeles	CA	06/2018	08/2018
Uc Berkeley	Berkeley	CA	08/2017	05/2018
Stifel Financial Corp.	Los Angeles	CA	05/2017	08/2017
Uc Berkeley	Berkeley	CA	08/2016	05/2017
Extended Travel	Los Angeles	CA	05/2018	06/2018
Bank Of America, N.A.	Los Angeles	CA	10/2019	Present

06/2019 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA
05/2019 → 06/2019

Extended Travel

Los Angeles, CA
08/2018 → 05/2019

Uc Berkeley

Berkeley, CA
06/2018 → 08/2018

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA
08/2017 → 05/2018

Uc Berkeley

Berkeley, CA
05/2017 → 08/2017

Stifel Financial Corp.

Los Angeles, CA
08/2016 → 05/2017

Uc Berkeley

Berkeley, CA
05/2018 → 06/2018

Extended Travel

Los Angeles, CA
10/2019 → Present

Bank Of America, N.A.

Los Angeles, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-10-21

Other Firms