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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-07-02 |
Branch Locations
90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Randstad | Malvern | PA | 06/2017 | 05/2018 |
| Aerotek | Bala Cynwyd | PA | 07/2018 | 08/2018 |
| Aramark | Kutztown | PA | 09/2016 | 08/2017 |
| Environmental Designscapes, Llc | Downingtown | PA | 08/2018 | 09/2018 |
| Travelex | Philadelphia | PA | 09/2018 | 02/2019 |
| Community Bank Systems | Olyphant | PA | 03/2019 | 08/2019 |
| Uber | San Francisco | CA | 08/2019 | 04/2020 |
| Lyft | San Francisco | CA | 09/2019 | 04/2020 |
| Grotto Pizza | Edwardsville | PA | 08/2019 | 11/2019 |
| The Prudential Insurance Company Of America | Camp Hill | PA | 11/2019 | 07/2020 |
| Wells Fargo Bank, Na | St Louis Park | MN | 12/2021 | 02/2024 |
| Fogo De Chao | Minneapolis | MN | 10/2022 | 12/2023 |
| Frattalone's Ace Hardware | Minneapolis | MN | 04/2022 | 10/2022 |
| Dancing Ganesha | Minneapolis | MN | 12/2021 | 04/2022 |
| Weis Market, Inc. | Dingmans Ferry | PA | 09/2020 | 12/2020 |
| Benjamin Moore & Co. | Minneapolis | MN | 01/2021 | 12/2021 |
| Fedex | Pittston | PA | 12/2019 | 06/2020 |
| Doordash | San Francisco | CA | 02/2024 | 04/2024 |
| J.P. Morgan Securities Llc | Saint Louis Park | MN | 04/2024 | 11/2025 |
| Jpmorgan Chase Bank, N.A. | Saint Louis Park | MN | 04/2024 | 11/2025 |
| Northwestern Mutual | Milwaukee | WI | 02/2024 | 02/2024 |
| Unemployed | Wilkes-Barre | PA | 06/2018 | 06/2018 |
| Unemployed | Dingmans Ferry | PA | 08/2020 | 08/2020 |
| Northland Securities, Inc. | Minneapolis | MN | 11/2025 | 03/2026 |
| Wells Fargo Clearing Services, Llc | Mound | MN | 06/2026 | Present |
| Wells Fargo Bank, Na | Mound | MN | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 2023-05-24 |
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