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Nicole Grace Eich

Vanguard Advisers, Inc.

Scottsdale, AZ

CRD 6816595

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2020-10-28
TX RA APPROVED 2020-10-26
  • AZ RA
    APPROVED
    Since 2020-10-28
  • TX RA
    APPROVED
    Since 2020-10-26

Branch Locations

14321 N. Northsight Blvd., Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Francesca'S Collections Phoenix AZ 09/2017 05/2018
Usaa Financial Planning Services Phoenix AZ 05/2017 08/2017
Uptown Bridal Chandler AZ 09/2016 05/2017
David'S Bridal Ahwatukee AZ 02/2015 09/2016
Usaa Financial Planning Services Phoenix AZ 06/2018 08/2020
Usaa Financial Advisors Inc Phoenix AZ 06/2018 08/2020
Usaa Investment Management Company Phoenix AZ 11/2018 08/2020
The Vanguard Group, Inc. Scottsdale AZ 10/2020 Present
Arizona State University Tempe AZ 08/2016 05/2018
Vanguard Marketing Corporation Scottsdale AZ 10/2020 Present
Vanguard Advisers, Inc. Scottsdale AZ 10/2020 Present
  • 09/2017 → 05/2018
    Francesca'S Collections
    Phoenix, AZ
  • 05/2017 → 08/2017
    Usaa Financial Planning Services
    Phoenix, AZ
  • 09/2016 → 05/2017
    Uptown Bridal
    Chandler, AZ
  • 02/2015 → 09/2016
    David'S Bridal
    Ahwatukee, AZ
  • 06/2018 → 08/2020
    Usaa Financial Planning Services
    Phoenix, AZ
  • 06/2018 → 08/2020
    Usaa Financial Advisors Inc
    Phoenix, AZ
  • 11/2018 → 08/2020
    Usaa Investment Management Company
    Phoenix, AZ
  • 10/2020 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 08/2016 → 05/2018
    Arizona State University
    Tempe, AZ
  • 10/2020 → Present
    Vanguard Marketing Corporation
    Scottsdale, AZ
  • 10/2020 → Present
    Scottsdale, AZ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-21
S63 Uniform Securities Agent State Law Examination 2018-08-09
  • S65 Uniform Investment Adviser Law Examination
    2018-11-21
  • S63 Uniform Securities Agent State Law Examination
    2018-08-09
Other Names
  • Nikki Grace Darley
  • Nicole Grace Darley
  • Nicole Darley
  • Nicole Grace Eich

View on SEC IAPD

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