Best Investors Account Sign in

Bryan Andrew Uwaechia

Charles Schwab & Co., Inc.

Newport Beach, CA

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-01-26
  • CA RA
    APPROVED
    Since 2022-01-26

Branch Locations

610 Newport Center Drive Suite 150, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade San Diego CA 06/2017 12/2022
Bangor Savings Bank Bangor ME 01/2017 04/2017
University Of Maine Technology Support Center Orono ME 09/2016 12/2016
University Of Maine Orono Maine ME 08/2013 05/2017
Charles Schwab & Co., Inc. Newport Beach CA 01/2022 Present
Charles Schwab Bank, Ssb Newport Beach CA 07/2022 Present
  • 06/2017 → 12/2022
    Td Ameritrade
    San Diego, CA
  • 01/2017 → 04/2017
    Bangor Savings Bank
    Bangor, ME
  • 09/2016 → 12/2016
    University Of Maine Technology Support Center
    Orono, ME
  • 08/2013 → 05/2017
    University Of Maine
    Orono Maine, ME
  • 01/2022 → Present
    Charles Schwab & Co., Inc.
    Newport Beach, CA
  • 07/2022 → Present
    Charles Schwab Bank, Ssb
    Newport Beach, CA
Previous Registrations
  • 2017-08-18 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Encino, CA
    San Diego, CA
    Pasadena, CA
  • 2017-08-18 → 2022-10-14
    Td Ameritrade, Inc.
    San Diego, CA
    Encino, CA
    Pasadena, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-17
  • S66 Uniform Combined State Law Examination
    2017-08-17

View on SEC IAPD

Other Firms

OKAPI CAPITAL, LLC
OCVC, LLC
MIG CAPITAL, LLC
RESEARCH AFFILIATES
PAAMCO PRISMA, LLC
COMPOSITION WEALTH, LLC
J.P. MORGAN SECURITIES LLC
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

WILLIAM ERIC BLANTON
Travis L. Shirley
Michael Schanna
Rebekah A. Beekie
WILLIAM BENJAMIN SHAPIRO
Austin Mascorro
Bruce Lyle
Philip Pluta

Other Offices

OKAPI CAPITAL, LLC · NEWPORT BEACH, CA
OCVC, LLC · NEWPORT BEACH, CA
MIG CAPITAL, LLC · NEWPORT BEACH, CA
RESEARCH AFFILIATES · NEWPORT BEACH, CA
PAAMCO PRISMA, LLC · NEWPORT BEACH, CA
COMPOSITION WEALTH, LLC · Newport Beach, CA
J.P. MORGAN SECURITIES LLC · NEWPORT BEACH, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Newport Beach, CA

More in Newport Beach, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor