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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2024-06-06 |
| OK | RA | APPROVED | 2024-06-03 |
| TX | RA | APPROVED_RES | 2024-05-31 |
| CA | RA | APPROVED | 2024-05-23 |
Branch Locations
600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States
Marina, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | San Jose | CA | 06/2017 | 03/2018 |
| Principal Securities Inc | San Jose | CA | 06/2017 | 03/2018 |
| Farmers Insurance | Pleasanton | CA | 12/2015 | 06/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Menlo Park | CA | 06/2018 | 04/2019 |
| Transamerica Financial Advisors, Inc | San Jose | CA | 02/2021 | 08/2021 |
| World Financial Group, Inc. | San Jose | CA | 01/2021 | 05/2021 |
| Unemployed | San Jose | CA | 10/2020 | 01/2021 |
| State Farm | Sunnyvale | CA | 05/2019 | 10/2020 |
| Merrill Lynch | Palo Alto | CA | 06/2018 | 04/2019 |
| Bank Of America | Palo Alto | CA | 09/2018 | 04/2019 |
| Geico | Morgan Hill | CA | 12/2020 | 08/2022 |
| Prize Insurance Solutions, Inc | San Jose | CA | 01/2021 | 04/2023 |
| Allstate Insurance Co | San Jose | CA | 06/2023 | 05/2024 |
| Thrivent Investment Management Inc | Minneapolis | MN | 05/2024 | Present |
| Thrivent Financial | Appleton | WI | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-23 |
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