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2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-04-25 |
| TX | RA | APPROVED_RES | 2025-04-25 |
| WI | RA | APPROVED | 2025-04-25 |
Branch Locations
2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States
1160 Fond Du Lac Ave, Sheboygan Falls, WI 53085 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Maumee | OH | 04/2018 | 09/2018 |
| Mml Investors Services | Maumee | OH | 05/2018 | 09/2018 |
| Ohio University, Department Of Housing | Athens | OH | 08/2016 | 05/2018 |
| Ohio University | Athens | OH | 08/2014 | 05/2018 |
| Charles Schwab | Austin | TX | 06/2017 | 08/2017 |
| Parker's Painting | Mccutchenville | OH | 05/2015 | 05/2018 |
| Mai Capital Managment | Cleveland | OH | 09/2018 | 02/2019 |
| Morgan Stanley | Pepper Pike | OH | 05/2019 | 02/2023 |
| Unemployment | Cleveland | OH | 02/2019 | 05/2019 |
| Safeguard Wealth Management | Tiffin | OH | 02/2023 | 04/2025 |
| Merit Financial Advisors | Alpharetta | GA | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-10 |
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