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Gillian Huanyih Lim

Pfs Investments Inc.

Brentwood, CA

CRD 6815614

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Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-03-01
  • CA RA
    APPROVED
    Since 2019-03-01

Branch Locations

160 Guthrie Lane Suite 7B, Brentwood, CA 94513 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Brentwood CA 03/2017 Present
Pfs Investments Inc Brentwood CA 08/2017 Present
Knowledge Lake St Louis MO 05/2011 04/2017
Internal Revenue Service Oakland CA 11/2017 Present
In Home Supportive Services Oakland CA 04/2018 Present
  • 03/2017 → Present
    Primerica Financial Services
    Brentwood, CA
  • 08/2017 → Present
    Brentwood, CA
  • 05/2011 → 04/2017
    Knowledge Lake
    St Louis, MO
  • 11/2017 → Present
    Internal Revenue Service
    Oakland, CA
  • 04/2018 → Present
    In Home Supportive Services
    Oakland, CA
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. ASEA, 1488 West Pleasant View Drive, Pleasant Grove, UT 84062, Not Investment Related, ASEA is a wellness company, its product ASEA redox is a dietary supplement, 07/2022 to present, 4 hours per month (0 hours per month during securities trading hours)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-01-29
S63 Uniform Securities Agent State Law Examination 2017-08-31
  • S65 Uniform Investment Adviser Law Examination
    2019-01-29
  • S63 Uniform Securities Agent State Law Examination
    2017-08-31
Other Names
  • Gillian Huan Yih Lim

View on SEC IAPD

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