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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-03 |
| CT | RA | APPROVED | 2022-12-07 |
Branch Locations
One Fawcett Place 3Rd Floor, Greenwich, CT 06830 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Darien | CT | 06/2017 | 11/2022 |
| Unemployed | Westport | CT | 05/2017 | 06/2017 |
| Keene State College | Keene | NH | 08/2012 | 08/2017 |
| Piedra Fina | Marlborough | NH | 06/2016 | 05/2017 |
| Audreys Cafe | Marlborough | NH | 07/2016 | 05/2017 |
| Morgan Stanley Smith Barney Llc | Greenwich | CT | 11/2022 | Present |
*532285 - Rover; Investment related -No; Olympia, Washington; watching animals; Sitter (proprietor, partner, officer, director, employee, trustee, agent); 08/2019; During business hours: 0; After business hours: 10; tend to dogs and cats *580249 - Uber; Investment Related: No; San Francisco, California; Automotive/Transportation; Employee (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 01/2024; During Business Hours: 0; After Business Hours: 40; Labor/Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-13 |
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