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Current Employers
T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2019-08-06
  • MD RA
    APPROVED
    Since 2019-08-06

Branch Locations

4525 Painters Mill Road, Owings Mills, MD 21117 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. Rowe Price Owings Mills MD 06/2017 Present
Towson Tavern/Rec Room Towson MD 09/2014 Present
  • 06/2017 → Present
    T. Rowe Price
    Owings Mills, MD
  • 09/2014 → Present
    Towson Tavern/Rec Room
    Towson, MD
Other Businesses

Towson Tavern; Towson, MD; January 2013; Not investment related; Bartender; 20 hours/mo. 0 during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-30
S63 Uniform Securities Agent State Law Examination 2017-11-15
  • S66 Uniform Combined State Law Examination
    2019-07-30
  • S63 Uniform Securities Agent State Law Examination
    2017-11-15

View on SEC IAPD

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