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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-31 |
| KY | RA | APPROVED | 2023-07-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Bank | Lexington | KY | 03/2011 | 05/2017 |
| Fifth Third Bank/Fifth Third Securities | Lexington | KY | 05/2017 | 12/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lexington | KY | 07/2023 | Present |
| Fifth Third Bank | Lexington | KY | 12/2020 | 07/2023 |
| Bank Of America, N.A. | Lexington | KY | 07/2023 | Present |
I*4948267, Entity Type: Entity Charitable, Name of OBA: United Way of the Bluegrass - Women United Council, Address: Lexington, Kentucky, 40517, Investment Related: N, Position, Title, Association: ["Committee"], Employee Start Date: 07/18/2026, No Hours: 2 Monthly, No Hours during Trading: 2 Monthly, Duties: I qualified to be on the Council because of my level of giving. I have been asked to be on the Budget Committee. I will be involved in planning and reporting to the rest of the council on spending. I will not be involved with any funds directly or the preparation of the budget materials. United Way will have control over all of that. As part of the Council, I will attend meetings and have input on how the funds are allocated. Women United is an affinity group under the United Way of the Bluegrass. The group focuses on helping elementary age and younger children through programs that provide shoes for school, school supplies, books, snack and pajamas.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 2017-07-11 |
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