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John J. Phelan

Gamco Asset Management Inc.

Greenwich, CT

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Current Employers
Gamco Asset Management Inc.

191 Mason Street, Greenwich, CT 06830 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-10-19
  • CT RA
    APPROVED
    Since 2021-10-19

Branch Locations

191 Mason Street, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pace University Pleasantville NY 09/2015 05/2017
G. Research, Llc Rye NY 05/2017 12/2019
Gamco Investors, Inc. Rye NY 05/2015 05/2017
Gamco Investors, Inc Rye NY 01/2020 07/2021
G.dIstributors, Llc Rye NY 10/2021 Present
  • 09/2015 → 05/2017
    Pace University
    Pleasantville, NY
  • 05/2017 → 12/2019
    G. Research, Llc
    Rye, NY
  • 05/2015 → 05/2017
    Gamco Investors, Inc.
    Rye, NY
  • 01/2020 → 07/2021
    Gamco Investors, Inc
    Rye, NY
  • 10/2021 → Present
    G.dIstributors, Llc
    Rye, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-15
  • S66 Uniform Combined State Law Examination
    2019-02-15
Other Names
  • John J. Phelan
  • John J. Phelan

View on SEC IAPD

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Other Offices

PARSIFAL CAPITAL MANAGEMENT, LP · GREENWICH, CT
MARCH ALTUS CAPITAL MANAGEMENT LP · GREENWICH, CT
BRX GLOBAL · GREENWICH, CT
MORGAN STANLEY · Greenwich, CT
MAIN STREET RESEARCH LLC · Greenwich, CT
ENDEAVOUR CAPITAL ADVISORS INC. · GREENWICH, CT
AXIOM ASSET ADVISORS, LLC · GREENWICH, CT
SEARLE & CO. · GREENWICH, CT

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