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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-08-23
PA RA APPROVED 2021-08-20
  • TX RA
    APPROVED_RES
    Since 2021-08-23
  • PA RA
    APPROVED
    Since 2021-08-20

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Plymouth Meeting PA 06/2017 07/2017
Us Mortgage Line Bala Cynwyd PA 09/2015 06/2017
Lincoln Financial Advisors Corporation Blue Bell PA 07/2017 08/2021
The Vanguard Group, Inc. Malvern PA 08/2021 Present
Vanguard Marketing Corporation Malvern PA 08/2021 Present
Vanguard Advisers, Inc. Malvern PA 06/2024 Present
  • 06/2017 → 07/2017
    Lincoln Financial Advisors
    Plymouth Meeting, PA
  • 09/2015 → 06/2017
    Us Mortgage Line
    Bala Cynwyd, PA
  • 07/2017 → 08/2021
    Lincoln Financial Advisors Corporation
    Blue Bell, PA
  • 08/2021 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 08/2021 → Present
    Vanguard Marketing Corporation
    Malvern, PA
  • 06/2024 → Present
    Malvern, PA
Previous Registrations
  • 2018-06-11 → 2021-08-09
    Osaic Fa, Inc.
    Bule Bell, PA
    Blue Bell, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-08
  • S66 Uniform Combined State Law Examination
    2018-06-08
Other Names
  • Jakob Joseph Nines
  • Jakob Nines
  • Jake Nines

View on SEC IAPD

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