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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-08-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nordstrom | San Jose | CA | 02/2013 | 04/2017 |
| New York Life Insurance Company | San Jose | CA | 06/2017 | 10/2023 |
| Nylife Securities Llc | San Jose | CA | 01/2018 | 10/2023 |
| Mml Investors Services, Llc | San Jose | CA | 10/2023 | Present |
| Massmutual Life Insurance Co | San Jose | CA | 09/2023 | Present |
| Costco | San Jose | CA | 04/2017 | 06/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-31 |
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