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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2021-04-27 |
Branch Locations
11108 West Broad Street, Glen Allen, VA 23060 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Christopher Newport University | Newport News | VA | 05/2016 | 05/2017 |
| Christopher Newport University | Newport News | VA | 08/2015 | 05/2016 |
| Christopher Newport University | Newport News | VA | 08/2015 | 05/2016 |
| Thompson And Associates Land Surveying And Engineering | Bel Air | MD | 05/2016 | 08/2016 |
| Sagepoint Financial, Inc. | Midlothian | VA | 06/2017 | 12/2018 |
| Lpl Financial, Llc | Richmond | VA | 12/2018 | 04/2021 |
| Charles Schwab & Co., Inc. | Glen Allen | VA | 04/2021 | Present |
| Charles Schwab Bank, Ssb | Glen Allen | VA | 04/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 2017-07-10 |
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