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Brooks Camden Billings

Charles Schwab & Co., Inc.

Glen Allen, VA

CRD 6813221

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2021-04-27
  • VA RA
    APPROVED
    Since 2021-04-27

Branch Locations

11108 West Broad Street, Glen Allen, VA 23060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Christopher Newport University Newport News VA 05/2016 05/2017
Christopher Newport University Newport News VA 08/2015 05/2016
Christopher Newport University Newport News VA 08/2015 05/2016
Thompson And Associates Land Surveying And Engineering Bel Air MD 05/2016 08/2016
Sagepoint Financial, Inc. Midlothian VA 06/2017 12/2018
Lpl Financial, Llc Richmond VA 12/2018 04/2021
Charles Schwab & Co., Inc. Glen Allen VA 04/2021 Present
Charles Schwab Bank, Ssb Glen Allen VA 04/2021 Present
  • 05/2016 → 05/2017
    Christopher Newport University
    Newport News, VA
  • 08/2015 → 05/2016
    Christopher Newport University
    Newport News, VA
  • 08/2015 → 05/2016
    Christopher Newport University
    Newport News, VA
  • 05/2016 → 08/2016
    Thompson And Associates Land Surveying And Engineering
    Bel Air, MD
  • 06/2017 → 12/2018
    Sagepoint Financial, Inc.
    Midlothian, VA
  • 12/2018 → 04/2021
    Richmond, VA
  • 04/2021 → Present
    Glen Allen, VA
  • 04/2021 → Present
    Charles Schwab Bank, Ssb
    Glen Allen, VA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-03-08
S63 Uniform Securities Agent State Law Examination 2017-07-10
  • S65 Uniform Investment Adviser Law Examination
    2019-03-08
  • S63 Uniform Securities Agent State Law Examination
    2017-07-10
Designations
  • Certified Financial Planner
Other Names
  • Brooks C Billings
  • Brooks Billings

View on SEC IAPD

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