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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2019-10-03
TX RA APPROVED 2019-10-01
  • AZ RA
    APPROVED
    Since 2019-10-03
  • TX RA
    APPROVED
    Since 2019-10-01

Branch Locations

14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 06/2017 Present
University Of Arizona Tucson AZ 08/2013 05/2017
Vanguard Marketing Corporation Scottsdale AZ 06/2017 Present
Vanguard Advisers, Inc. Scottsdale AZ 10/2019 Present
  • 06/2017 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 08/2013 → 05/2017
    University Of Arizona
    Tucson, AZ
  • 06/2017 → Present
    Vanguard Marketing Corporation
    Scottsdale, AZ
  • 10/2019 → Present
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-13
S63 Uniform Securities Agent State Law Examination 2017-07-26
  • S66 Uniform Combined State Law Examination
    2019-09-13
  • S63 Uniform Securities Agent State Law Examination
    2017-07-26
Other Names
  • William James Pope
  • William Pope
  • Will Pope

View on SEC IAPD

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