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Kathleen Nancy Gallardo

U.S. Bancorp Advisors, LLC

Lakewood, CO

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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-02-13
  • CO RA
    APPROVED
    Since 2026-02-13

Branch Locations

12340 W Alameda Pkwy, Lakewood, CO 80228 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bank Westminster CO 12/2013 04/2020
U.S. Bancorp Investments, Inc. Lakewood CO 06/2017 02/2026
U.S. Bancorp Advisors, Llc Lakewood CO 02/2026 Present
Previous Registrations
Other Businesses

1) Investment Property-Residential; Investment-related; Lakewood, CO; Rental property; Co-owner; 09/2020; 1 hour/month; 0 hours/trading; no duties: co-owner takes care of the property and needs of tenant. 2) Investment Property-Residential; Investment-related; Denver, CO; Rental Property; Co-owner; 12/01/2021; 1 hour/month; 0 hours/trading; administrative, co-owner takes care of the property and needs of tenants.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-15
  • S66 Uniform Combined State Law Examination
    2017-12-15
Other Names
  • Katie Gallardo

View on SEC IAPD

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