Mitchel J Smith

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2026 → 06/2026
  Unemployed
  Sioux Falls, SD
• 06/2026 → Present
  Lpl Financial Llc
  Sioux Falls, SD
• 11/2020 → 07/2022
  Raymond James Financial Services, Inc.
  Sioux Falls, SD
• 11/2019 → 11/2020
  Trident Trust Company South Dakota
  Sioux Falls, SD
• 01/2019 → 11/2019
  Great Western Bank
  Sioux Falls, SD
• 05/2018 → 01/2019
  Modern Woodman Of America
  Sioux Falls, SD
• 01/2017 → 05/2018
  Kar Express
  Aurora, CO
• 08/2016 → 01/2017
  Unemployed
  Spearfish, SD
• 11/2020 → 09/2022
  First Interstate Bnak
  Sioux Falls, SD
• 07/2022 → 09/2022
  Lpl Financial
  Sioux Falls, SD
• 10/2022 → 08/2023
  Robert W. Baird & Co. Incorporated
  Sioux Falls, SD
• 12/2023 → 03/2026
  Morgan Stanley
  Sioux Falls, SD
• 08/2023 → 11/2023
  Unemployed
  Sioux Falls, SD

Previous Registrations

• 2023-12-22 → 2026-03-24
  Morgan Stanley
  Sioux Falls, SD

Other Businesses

1. 06/2026 - Mercury Wealth Partners - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 40 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 6/9/2026

Exams

• S66 Uniform Combined State Law Examination
  2023-10-06
• S63 Uniform Securities Agent State Law Examination
  2019-03-02

Other Names

• Mitchel Smith
• Mitchel James Smith