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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED_RES | 2025-03-31 |
Branch Locations
2500 Regency Parkway, Cary, NC 27518-8549 • United States
580 New Waverly Pl Ste 240, Cary, NC 27518-7406 • United States
Garner, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Bank | Lewes | DE | 08/2014 | 05/2017 |
| Citizens Securities, Inc | Lewes | DE | 06/2017 | 03/2018 |
| Citizens Bank | Lewes | DE | 06/2017 | 03/2018 |
| Wells Fargo Bank, Na | Millville | DE | 03/2018 | 12/2020 |
| Wells Fargo Clearing Services, Llc | Millville | DE | 03/2018 | 12/2020 |
| Truist | Virginia Beach | VA | 12/2020 | 01/2021 |
| Geico | Virginia Beach | VA | 01/2021 | 08/2021 |
| Fidelity Investments | Virginia Beach | VA | 09/2021 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 2017-07-24 |
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