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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2021-11-12 |
| TX | RA | APPROVED | 2021-11-12 |
Branch Locations
4444 N. Belleview Ave Ste 202, Kansas City, MO 64116 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Kansas City | MO | 11/2021 | Present |
| Edward D. Jones & Co., L.P. | Kansas City | MO | 12/1998 | 09/2021 |
1) 11/2021- Dennis Wealth Management- DBA for LPL Business (entity for LPL business)- inv. related- KANSAS CITY, MO 2) 06/21/2024 - Real Estate Rental - Investment Related - Miramar Beach, FL - Start Date 05/20/2024 - 2 Hours per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-24 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-04 |
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