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Patrick Leon

Northwestern Mutual Investment Services, LLC

Westlake, OH

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-01-15
  • OH RA
    APPROVED
    Since 2026-01-15

Branch Locations

30311 Clemens Rd, Westlake, OH 44145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cleveland State Conference Services Cleveland OH 05/2015 08/2018
Foresters Financial Independence OH 06/2018 12/2018
Unemployed Cleveland OH 12/2018 05/2019
Audi Mentor Mentor OH 05/2019 09/2019
The Fox And Hound Mayfield Heights OH 09/2019 09/2020
Patrick Kennedy State Farm Willoughby OH 09/2020 12/2025
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2026 Present
Northwestern Mutual Investment Services Llc Westlake OH 01/2026 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 04/2026 Present
  • 05/2015 → 08/2018
    Cleveland State Conference Services
    Cleveland, OH
  • 06/2018 → 12/2018
    Foresters Financial
    Independence, OH
  • 12/2018 → 05/2019
    Unemployed
    Cleveland, OH
  • 05/2019 → 09/2019
    Audi Mentor
    Mentor, OH
  • 09/2019 → 09/2020
    The Fox And Hound
    Mayfield Heights, OH
  • 09/2020 → 12/2025
    Patrick Kennedy State Farm
    Willoughby, OH
  • 01/2026 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2026 → Present
    Northwestern Mutual Investment Services Llc
    Westlake, OH
  • 04/2026 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-09-14
S65 Uniform Investment Adviser Law Examination 2024-07-13
  • S63 Uniform Securities Agent State Law Examination
    2024-09-14
  • S65 Uniform Investment Adviser Law Examination
    2024-07-13
Other Names
  • Patrick Allen Leon
  • Pat Leon

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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GREGORY STEVEN JOHNSON
KEVIN VINCENT COONEY
DOUGLAS CARL KUHLMAN
MARNIE RENEE RANDEL
THOMAS RANDALL FAIRFAX
Ryan Christopher Smeltzer
Laurel Fitzsimmons
Michael Coletta

Other Offices

PARADIGM WEALTH MANAGEMENT, LLC · WESTLAKE, OH
HIGHLAND CONSULTING ASSOCIATES INC. · CLEVELAND, OH
HIGHLAND CONSULTING ASSOCIATES INTERNATIONAL, INC. · CLEVELAND, OH
COLETTA CAPITAL, LLC · WESTLAKE, OH
ATHLETES FINANCIAL ADVISERS, LLC · WESTLAKE, OH
MORGAN STANLEY · Westlake, OH
RAYMOND JAMES & ASSOCIATES, INC. · WESTLAKE, OH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTLAKE, OH

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