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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-06-03 |
| CA | RA | APPROVED | 2022-05-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Rosemead | CA | 09/2015 | 03/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Monterey Park | CA | 04/2022 | Present |
| Bank Of America, N.A. | Monterey Park | CA | 05/2022 | Present |
I*: 2178293 Type of Entity: Rental Property Name of OBA: Rental Property 1 INVT RELATED Address: MORENO VALLEY, CA, 100% OWNERSHIP START DATE 6/21/2021 Hours devoted: 0 HRS PER MONTH HRS DURING TRADING: 0 Duties: OWNER OF RENTAL PROPERTY I*5015269, Entity Type: , Name of OBA: Rental Property - 20-Jul-26 - 1, Address: south el monte, California, 91733, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee Start Date: 08/01/2026, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-08 |
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