Best Investors Account Sign in
Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-12-13
  • NY RA
    APPROVED
    Since 2022-12-13

Branch Locations

Two Court Square - 12, Long Island City, NY 11101 • United States

388 Greenwich Street Tower Building, New York, NY 10013 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa National Association Brooklyn NY 06/2017 09/2018
Hsbc Securities (Usa) Inc. Brooklyn NY 06/2017 11/2017
Citibank New York NY 08/2015 06/2017
Jpmorgan Chase Bank, N.A. New York NY 09/2018 10/2020
J.P. Morgan Securities Llc New York NY 09/2018 10/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 11/2020 03/2022
Citigroup New York NY 03/2022 05/2023
Citigroup New York NY 05/2023 Present
  • 06/2017 → 09/2018
    Hsbc Bank Usa National Association
    Brooklyn, NY
  • 06/2017 → 11/2017
    Hsbc Securities (Usa) Inc.
    Brooklyn, NY
  • 08/2015 → 06/2017
    Citibank
    New York, NY
  • 09/2018 → 10/2020
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 09/2018 → 10/2020
    J.P. Morgan Securities Llc
    New York, NY
  • 11/2020 → 03/2022
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, NY
  • 03/2022 → 05/2023
    Citigroup
    New York, NY
  • 05/2023 → Present
    Citigroup
    New York, NY
Other Businesses

What is the name of the outside business? Data Annotation//What is the nature of the outside business? AI Training//Is the outside business investment-related, per the definition given below? NO//What is the location of the outside business? Queens, New York. What date did you start the outside business affiliation? 10/06/2025//What is your title in the outside business? AI Trainer//What are your duties in the outside business? to generate better educational contents by feeding and correcting prompts for educational related fields such as bilingualism and mitigating bias.//How many hours do you devote to the outside business each month during securities trading hours? 0//How many hours do you devote to the outside business each month outside of securities trading hours? 1-5

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-12
S63 Uniform Securities Agent State Law Examination 2017-08-07
  • S66 Uniform Combined State Law Examination
    2022-12-12
  • S63 Uniform Securities Agent State Law Examination
    2017-08-07
Other Names
  • Gian Carlos Ng Zheng
  • Carlos Ng

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Long Island City, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor