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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-01-06
  • MO RA
    APPROVED
    Since 2025-01-06

Branch Locations

Citi Private Bank Two Court Square, 12Th Fl, Long Island City, NY 11101 • United States

Citi Wealth Management, Supervision 1000 Technology Dr, 3N, O'FAllon, MO 63368 • United States

High Ridge, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Saint Louis MO 01/2018 03/2020
Club Fitness Saint Louis MO 10/2013 01/2018
Citigroup O'FAllon MO 03/2020 Present
  • 01/2018 → 03/2020
    Td Ameritrade
    Saint Louis, MO
  • 10/2013 → 01/2018
    Club Fitness
    Saint Louis, MO
  • 03/2020 → Present
    Citigroup
    O'FAllon, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-03
S63 Uniform Securities Agent State Law Examination 2018-07-10
  • S66 Uniform Combined State Law Examination
    2025-01-03
  • S63 Uniform Securities Agent State Law Examination
    2018-07-10
Other Names
  • Alexander Patrick Dugan
  • Alexander Dugan

View on SEC IAPD

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