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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-09-20
  • FL RA
    APPROVED
    Since 2023-09-20

Branch Locations

Citi Private Bank Two Court Square, 12Th Fl, Long Island City, NY 11101 • United States

Citi Wealth Management, Supervision 14000 Citi Cards Way, Bldg C2, Jacksonville, FL 32258 • United States

Ponte Vedra, FL • United States

Ponte Vedra, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 12/2014 09/2023
Citigroup Jacksonville FL 09/2023 Present
Previous Registrations
Other Businesses

Self-Employed Photographer;Not Investment-Related; Ponte Vedra, FL;Sell prints of photographs I have taken and take portraits for customers whom commission the work; Title: Photographer; Started: 01/01/2019; Hours devoted to other business outside of securities trading hours per month: 11-20; Hours devoted to other business during securities trading hours per month:0; Duties: Take photographs and sell prints of those photographs. Also take portraits for customers whom hire me/////

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-20
  • S66 Uniform Combined State Law Examination
    2014-05-20
Other Names
  • Kevin Michael Neu

View on SEC IAPD

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