Albert Ellison

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1996 → Present
  Ellison & Ellison Pc
  Birmingham, AL
• 01/1999 → 02/2025
  Concourse Financial Group Securities Inc
  Birmingham, AL
• 10/2010 → Present
  Advisory Board Member For Truist Bank
  Birmingham, AL
• 01/1996 → Present
  (Dba) Ellison Financial Group
  Birmingham, AL
• 05/1999 → 02/2025
  Concourse Financial Group Securities Inc
  Birmingham, AL
• 02/2025 → Present
  Cetera Wealth Services, Llc
  Birmingham, AL
• 02/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 1999-05-11 → 2025-02-20
  Concourse Financial Group Securities, Inc.
  Birmingham, AL
  Birmingham, AL
  Birmingham, AL

Other Businesses

(dba) ELLISON FINANCIAL GROUP INC; Investment Related; 2100 Providence Park, Ste 250, Birmingham AL 35242; Financial Services; President; Start Date 01/1996; 80 hours per month; Work with clients to address their investment and insurance needs and/or requests. >> ADVISORY BOARD MEMBER FOR TRUIST BANK; Non-Investment Related; 2501 20th Pl S Ste 101, Birmingham AL 35223; Board Member; Advisory Board Member; Start Date 10/2010; 1 hour per month; Provide feedback to the bank to assist them in tailoring services desired by potential commercial banking customers and to consider referring commercial banking customers where appropriate (TRUIST was formerly known as BB&T). I serve in the capacity as a CPA from Elllison & Ellison PC. >> TWIN BRIDGE HOA; Non-Investment Related; Other; Treasurer; 1797 Twin Bridge Drive, Birmingham, AL 35243; Start Date 07/2010; No hours per month; Collect dues, pay bills and remediate complaints. >> ELLISON & ELLISON, PC; Non-Investment Related; 2100 Providence Park, Ste 250, Birmingham AL 35242; CPA Firm; Managing Shareholder; Start Date 01/1996; 180 hours per month; Provide CPA services and oversee management of this CPA firm. >> PROVIDENCE PARK OWNER'S ASSOCIATION; Non-Investment Related; 2100 Providence Park, Birmingham AL 35242; Other; Board Member; Start Date 06/2017; 1 hour per month; This board is similar to a homeowner's association, except it is for office condominiums. There is an association manager that works towards maintaining the appearance of and value of the office condominium complex; the board provides guidance on those issues as requested and approves or denies related matters. >> ELLISON INVESTMENTS, LLC; Non-Investment Related; 2100 Providence Park, Suite 250, Birmingham AL 35242; Other; Owner; Start Date 02/2005; No hours per month; Office rental, single member LLC. >> WILLIAM MARK HAND IRREVOCABLE TRUST; Non-Investment Related; 4337 Kings Mountain Ridge, Birmingham AL 35242; Trust; Trustee; Start Date 01/2016; No hours per month; Duties include processing payment(s) for two annual life insurance policy premiums. >> RACING FOR CHILDREN'S; Non-Investment Related; 56 Cross Creek Drive, Mountain Brook, AL 35213; Other; Board Member - Treasurer; Start Date 01/2023; 4 hours per month with no hours per month occurring during trading hours; I assist the charity with bookkeeping and tax compliance. >> UAB ACCOUNTING ADVISORY BOARD; Non-Investment Related; Birmingham, AL; Board Member; Accounting Advisory Board Member; Start Date 09/2022; 1 hour more or less per month; Attend non-regular scheduled meetings to discuss the UAB accounting program.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-03-26
• S63 Uniform Securities Agent State Law Examination
  1999-02-24

Other Names

• Albert Ellison
• Al Ellison