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Wendy Michele Mayfield

Mml Investors Services, LLC

Kansas City, MO

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2021-03-05
  • MO RA
    APPROVED
    Since 2021-03-05

Branch Locations

9237 Ward Parkway Suite 220, Kansas City, MO 64114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Kansas City MO 06/2017 02/2021
American College Of Emergency Physicians Irving TX 12/2016 05/2017
Deseret Industries Employment Carrollton TX 11/2016 12/2016
Charles Schwab Bank Kansas City MO 10/2018 02/2021
Conflict Connections, Inc. San Antonio TX 10/2015 12/2016
Massmutual Life Insurance Co Kansas City MO 02/2021 Present
Mml Investors Services, Llc Kansas City MO 02/2021 Present
  • 06/2017 → 02/2021
    Charles Schwab & Co., Inc.
    Kansas City, MO
  • 12/2016 → 05/2017
    American College Of Emergency Physicians
    Irving, TX
  • 11/2016 → 12/2016
    Deseret Industries Employment
    Carrollton, TX
  • 10/2018 → 02/2021
    Charles Schwab Bank
    Kansas City, MO
  • 10/2015 → 12/2016
    Conflict Connections, Inc.
    San Antonio, TX
  • 02/2021 → Present
    Massmutual Life Insurance Co
    Kansas City, MO
  • 02/2021 → Present
    Mml Investors Services, Llc
    Kansas City, MO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-04
  • S66 Uniform Combined State Law Examination
    2017-12-04
Other Names
  • Wendy Michele West

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
LPL FINANCIAL LLC
U.S. BANCORP ADVISORS, LLC
EDWARD JONES
DOMINION PORTFOLIO MANAGEMENT, INC.
COPPER FINANCIAL
OSAIC WEALTH, INC.
MARKET INVESTMENT GROUP, LLC

Other Investors

FRANK JOSEPH JANACARO
SETH ALLAN KEETHLER
William Scott Wiley
Frederick G Prewitt
JOSEPH MARINO ST GEORGE
Joseph T Yates
ADELINE ELIZABETH KROPF
Michael Andrew Keeton

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Kansas City, MO
LPL FINANCIAL LLC · Kansas City, MO
U.S. BANCORP ADVISORS, LLC · Kansas City, MO
EDWARD JONES · KANSAS CITY, MO
DOMINION PORTFOLIO MANAGEMENT, INC. · KANSAS CITY, MO
COPPER FINANCIAL · Kansas City, MO
OSAIC WEALTH, INC. · KANSAS CITY, MO
EDWARD JONES · KANSAS CITY, MO

More in Kansas City, MO

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