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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-25
NH RA APPROVED 2026-03-24
  • TX RA
    APPROVED_RES
    Since 2026-03-25
  • NH RA
    APPROVED
    Since 2026-03-24

Branch Locations

44 S Main St, Ste 6, Hanover, NH 03755 • United States

16 S Village Dr Bldg 520, Salem, NH 03079 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Nashua NH 03/2026 Present
Jpmorgan Chase Bank, N.A. Nashua NH 03/2026 Present
Santander Concord NH 07/2018 03/2026
Unemployment Dorchester MA 05/2018 06/2018
Mcadam Financial Boston MA 06/2017 04/2018
Unemployment Colchester VT 10/2016 05/2017
Law Office Of Manning & Zimmerman Manchester NH 05/2016 09/2016
  • 03/2026 → Present
    Nashua, NH
  • 03/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Nashua, NH
  • 07/2018 → 03/2026
    Santander
    Concord, NH
  • 05/2018 → 06/2018
    Unemployment
    Dorchester, MA
  • 06/2017 → 04/2018
    Mcadam Financial
    Boston, MA
  • 10/2016 → 05/2017
    Unemployment
    Colchester, VT
  • 05/2016 → 09/2016
    Law Office Of Manning & Zimmerman
    Manchester, NH
Previous Registrations
  • 2018-08-01 → 2026-03-18
    South Boston, MA
    Roxbury, MA
    Roxbury, MA
    Boston, MA
    Boston, MA
    Boston, MA
    Boston, MA
    Boston, MA
    Boston, MA
    Wollaston, MA
    Boston, MA
    Middleton, MA
    Methuen, MA
    Wilmington, MA
    Swampscott, MA
    North Andover, MA
    Saugus, MA
    Peabody, MA
    Methuen, MA
    Beverly, MA
    Haverhill, MA
    Lawrence, MA
    Gloucester, MA
    Andover, MA
    Manchester, MA
    Lawrence, MA
    Newburyport, MA
    Lowell, MA
    Salem, NH
    Lexington, MA
    North Andover, MA
    Boston, MA
    Windham, NH
    Lawrence, MA
    Derry, NH
    Lowell, MA
    Andover, MA
    Salem, NH
    Seabrook, NH
    Plaistow, NH
    Manchester, NH
    Haverhill, MA
    Manchester, MA
    Lawrence, MA
    Peabody, MA
    Methuen, MA
    Concord, NH
    Salem, NH
    Swampscott, MA
    Gloucester, MA
    Methuen, MA
    Saugus, MA
    Beverly, MA
    Middleton, MA
    North Andover, MA
    Wilmington, MA
    Newburyport, MA
    Windham, NH
    Pelham, NH
  • 2017-11-07 → 2018-04-19
    Boston, MA
    Radnor, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-10-27
S63 Uniform Securities Agent State Law Examination 2017-09-28
  • S65 Uniform Investment Adviser Law Examination
    2017-10-27
  • S63 Uniform Securities Agent State Law Examination
    2017-09-28
Other Names
  • Steven Donald Auger
  • Steven D Auger

View on SEC IAPD

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