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Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-08-25
MO RA APPROVED 2019-01-11
  • TX RA
    APPROVED
    Since 2020-08-25
  • MO RA
    APPROVED
    Since 2019-01-11

Branch Locations

12977 North Forty Drive Suite 215, St. Louis, MO 63141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Rolling Meadows IL 06/2017 06/2017
Aima Neurology Llc Des Peres MO 09/2005 09/2018
Transamerica Financial Advisors, Inc Chesterfield MO 10/2018 Present
World Financial Group, Inc. Chesterfield MO 05/2016 Present
Aima International Llc Saint Louis MO 05/2004 Present
Myz International Llc Saint Louis MO 04/2012 09/2023
Aima Neurology Llc St. Louis MO 08/2004 02/2018
  • 06/2017 → 06/2017
    Transamerica Financial Advisors, Inc
    Rolling Meadows, IL
  • 09/2005 → 09/2018
    Aima Neurology Llc
    Des Peres, MO
  • 10/2018 → Present
    Transamerica Financial Advisors, Inc
    Chesterfield, MO
  • 05/2016 → Present
    World Financial Group, Inc.
    Chesterfield, MO
  • 05/2004 → Present
    Aima International Llc
    Saint Louis, MO
  • 04/2012 → 09/2023
    Myz International Llc
    Saint Louis, MO
  • 08/2004 → 02/2018
    Aima Neurology Llc
    St. Louis, MO
Other Businesses

"Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc." AIMA INTERNATIONAL LLC/Investment Related - Yes/9810 Old Warson Rd, St. Louis, MO 63124, 6362849188/Rental properties/Member/05.2004/5/0/Oversee the rental properties

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-01-25
S65 Uniform Investment Adviser Law Examination 2019-01-11
  • S63 Uniform Securities Agent State Law Examination
    2019-01-25
  • S65 Uniform Investment Adviser Law Examination
    2019-01-11

View on SEC IAPD

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