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Transamerica Financial Advisors, LLC CRD 16164
$2.11B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-08-25 |
| MO | RA | APPROVED | 2019-01-11 |
Branch Locations
12977 North Forty Drive Suite 215, St. Louis, MO 63141 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Rolling Meadows | IL | 06/2017 | 06/2017 |
| Aima Neurology Llc | Des Peres | MO | 09/2005 | 09/2018 |
| Transamerica Financial Advisors, Inc | Chesterfield | MO | 10/2018 | Present |
| World Financial Group, Inc. | Chesterfield | MO | 05/2016 | Present |
| Aima International Llc | Saint Louis | MO | 05/2004 | Present |
| Myz International Llc | Saint Louis | MO | 04/2012 | 09/2023 |
| Aima Neurology Llc | St. Louis | MO | 08/2004 | 02/2018 |
"Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc." AIMA INTERNATIONAL LLC/Investment Related - Yes/9810 Old Warson Rd, St. Louis, MO 63124, 6362849188/Rental properties/Member/05.2004/5/0/Oversee the rental properties
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-01-25 |
| S65 | Uniform Investment Adviser Law Examination | 2019-01-11 |
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