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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-10-25 |
| NC | RA | APPROVED | 2022-08-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services Llc | Elkin | NC | 06/2017 | 09/2020 |
| Wells Fargo Bank Na | Elkin | NC | 11/2013 | 09/2020 |
| First Citizens Bank | Wilkesboro | NC | 09/2020 | 08/2022 |
| First Citizens Investor Services | Raleigh | NC | 12/2020 | 08/2022 |
| Edward Jones | St Louis | MO | 08/2022 | Present |
Carolina Thieves Travel Type of business: Nonprofit Wilkesboro, NC Start date: 5/23/2022 Member Hours per week: 4 Hours during trading: 0 Travel organization for my children. Assisted with establishing and coaching the 10U travel team
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-10 |
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